Contributor Page
Cadwalader, Wickersham & Taft LLP
 
Email  |  Website  |  Articles
Contact Details
Tel: +1 212 5046000
Fax: +1 212 5046666
200 Liberty Street New York
New York
NY 10281
United States
Awards
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
By Cadwalader, Wickersham & Taft LLP
In a joint statement, the CFTC, the European Commission and the European Securities Markets Authority ("ESMA") reaffirmed their commitment to "transatlantic cooperation" among regulators.
By Cadwalader, Wickersham & Taft LLP
The CFTC extended the comment deadline for two proposals concerning amendments to rules for cross-border derivatives clearing organizations ("DCOs").
By Steven Lofchie
The SEC provided separate (see here and here) small-entity guides for broker-dealer compliance with the Client Relationship Summary ("Form CRS") and Regulation Best Interest ("Reg. BI").
By Nihal Patel
The Directors of the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight (the "Directors") responded to inquiries regarding the treatment of separate accounts
By Cadwalader, Wickersham & Taft LLP
SEC Division of Corporation Finance Associate Director James M. Daly will retire at the end of September.
By Cadwalader, Wickersham & Taft LLP
As previously covered, NFA amended (i) NFA Bylaw 301 and NFA Compliance Rule 2-24, and (ii) the Interpretive Notice relating to proficiency requirements for individuals engaged in swaps activities.
By Cadwalader, Wickersham & Taft LLP
ISDA issued a set of legal guidelines for smart derivatives contracts in a paper aimed at aiding the development of collateral management technology.
By Cadwalader, Wickersham & Taft LLP
The House approved a bill designed to make bank service company examinations more efficient by improving coordination among regulators.
By Cadwalader, Wickersham & Taft LLP
The Senate Committee on Banking, Housing and Urban Affairs considered testimony on the "serious concern" caused by an International Association of Insurance Supervisors'
By Christian Larson
FinCEN Deputy Director Jamal El-Hindi described agency efforts to encourage innovation in anti-money laundering.
By Robert Zwirb
Representative Angie Craig (D-MN) introduced a bill that would amend the CEA to exempt certain persons acting for or providing advice on CFTC-regulated products to charitable organizations
By Steven Lofchie
At a House Financial Services Subcommittee hearing, representatives considered testimony on the impact of the growth of the private securities markets.
By Cadwalader, Wickersham & Taft LLP
Regulatory change significantly increases overhead expenses for financial institutions. The Cabinet offers tools that allow firms and individuals to track regulatory developments
By Cadwalader, Wickersham & Taft LLP
The CFTC issued the 2019 fee schedule for overseeing the rule enforcement programs of regulated exchanges and NFA.
By Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporate Finance and Office of Mergers and Acquisitions granted no-action relief to a Maryland-based real estate investment trust (the "REIT") from Securities Exchange Act
Contributor's Topics
More...