Contributor Page
Kramer Levin Naftalis & Frankel LLP
By Kramer Levin Naftalis & Frankel LLP
The Closed-End Fund Center held a Q&A with Jeremy Held, Senior Vice President and Director of Research for ALPS, Jeremy Goff, Managing Director for Tortoise, and Brody Browe
By Kramer Levin Naftalis & Frankel LLP
AllianceBernstein reached an agreement with iCapital Network for a white label platform to allow high-net-worth investors at registered investment advisory firms ...
By David Berg, Gilbert Liu, Jamie Kocis
On July 31, the U.S. Department of the Treasury released its planned Fintech report, "A Financial System That Creates Economic Opportunities: Nonbank Financials, Fintech and Innovation."
By Gilles Kolifrath, Jérôme Blanchet
A master agreement is a set of common terms pre-agreed by the parties which will apply to any transactions of the same kind between them.
By David Berg, Jamie Kocis, Gilbert Liu
The regulatory landscape of the U.S. fintech industry could soon see a milestone development, as the Office of the Comptroller of the Currency (OCC) is expected to release its long-awaited position...
By Kevin Scanlan
On July 11, 2018, the Securities and Exchange Commission (SEC) issued a risk alert outlining certain compliance issues identified by its Office of Compliance Inspections and Examinations
By Kevin Scanlan
After a surge in popularity and an increased interest from regulators, virtual currencies — also known as cryptocurrencies — have entered into a new phase in their relatively short history...
By Daniel Rabinowitz
On July 17, the five main federal financial regulatory bodies — the Board of Governors of the Federal Reserve System (the Fed), the Securities and Exchange Commission, the Federal Deposit Insurance Corp.
By Eliza A. Kaiser, Samantha Kagan, Laura Milano
New York City's Temporary Schedule Change Amendment to the Fair Workweek Law (Int. 1399-A) became effective on July 18, 2018
By Fabien Carruzzo
"HFLR Program Provides Overview of Five Financing Options Available to Private Funds," a two-part Hedge Fund Law Report article recapped a recent HFLR webinar ...
By Kramer Levin Naftalis & Frankel LLP
On June 28, 2018, the California Consumer Privacy Act of 2018 (CCPA) was signed into law. The bill was drafted and passed quickly
By Richard Farley
The proposed amendments would simplify and streamline the rule structure in several ways.
By Kramer Levin Naftalis & Frankel LLP
Northern Trust launched North America Alternative Fund Services, which combines its private equity and hedge fund services businesses to address the complex operational and strategic needs the alternative asset management industry.
By Hugues Bouchetemble, Rémi Jouaneton
Un arrêt rendu par la chambre commerciale de la Cour de cassation du 3 mai 2018 (pourvoi n° 16-16.809) donne l'occasion de revenir sur l'obligation faite aux PSI (mais cela vaut pour les CIF)...
By Howard J Rothman, Barry Herzog, Pamela Capps
In a decision dated June 21 – South Dakota v. Wayfair – the Supreme Court held that no "physical presence" is required for a state to impose sales tax collection obligations on out-of-state vendors.
Contributor's Topics