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Cadwalader, Wickersham & Taft LLP
 
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By Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board, the Office of the Comptroller of the Currency, the FDIC, the Consumer Financial Protection Bureau, the National Credit Union Administration and the Conference of State Bank Supervisors encouraged financial institutions to work with consumers impacted by the federal government shutdown.
By Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to settle FINRA charges for failing to supervise sales of variable annuities.
By Joseph Moreno
In "CFIUS and Silicon Valley: We're Still Trying to Find a Cure!," Charles G. Schott, a Senior Fellow at the Center for Financial Stability, highlighted various changes the Foreign Investment Risk Review Modernization Act.
By Cadwalader, Wickersham & Taft LLP
FDIC Chair Jelena McWilliams underscored principles of certainty, consistency, diligence and communication in regulatory supervision.
By Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates, compliance dates and expiration dates.
By Cadwalader, Wickersham & Taft LLP
The House of Representatives passed the "Financial Services and General Government Appropriations Act, 2019" (the "Act").
By Cadwalader, Wickersham & Taft LLP
In a new report, the European Securities and Markets Authority ("ESMA") addressed the need for a uniform set of EU-wide regulations applicable to Initial Coin Offerings ("ICOs") and other crypto-assets.
By Cadwalader, Wickersham & Taft LLP
According to the notice, each Reserve Bank has a nine-member board of directors.
By Cadwalader, Wickersham & Taft LLP
Proposed revisions to FDIC requirements for stress testing supervised institutions were published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
FINRA reminded members not to report auction purchases of U.S. Treasury securities to the Trade Reporting and Compliance Engine.
By Cadwalader, Wickersham & Taft LLP
Comments on the securitization and bilateral loan consultations must be submitted by February 5, 2019.
By James Treanor
The leaders requested that Treasury delay the implementation of the sanction terminations until Mr. Mnuchin had an opportunity to brief House members.
By Cadwalader, Wickersham & Taft LLP
This holiday makes my head spin!
By Cadwalader, Wickersham & Taft LLP
Nellie Liang, President Donald J. Trump's nominee for a seat on the Federal Reserve Board, withdrew her name from consideration.
By Cadwalader, Wickersham & Taft LLP
FINRA updated the Supplemental Statement of Income ("SSOI") to conform with SEC rule amendments that "simplify and update certain of the FOCUS reporting requirements for broker-dealers."
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