Contributor Page
Mayer Brown
 
Email  |  Website  |  Articles
Contact Details
Tel: +1 312 7820600
Fax: +1 312 7017711
71 S. Wacker Dr.
Chicago
IL 60606
United States
By Lawrence Hamilton, Brad Peterson, Sanjiv J. Tata
The use of artificial intelligence ("AI"), which may be defined as the development of computer systems able to perform tasks normally associated with human intelligence ...
By Bradley Berman, Michael D. Russo
Rule 2210 governs three categories of "communications" by FINRA member firms: institutional communications, retail communications and correspondence.
By Brian D. Hirshberg, J. Paul Forrester, Anna T. Pinedo
On November 30, 2018, the SEC adopted a new rule 1 establishing a non-exclusive research report safe harbor for unaffiliated brokers or dealers that publish or distribute research reports...
By Laura Richman, David Bakst, John Berkery, Edward Best, Jennifer Carlson, Robert Gray, Jr., Lawrence Hamilton, William Heller IV, Michael Hermsen
The US Securities and Exchange Commission (SEC) recently gave a strong reminder of the importance of providing equal ...
By Kenneth Klein, James Barry, Michael Lebovitz, Jared Goldberger, Isaac L. Maron, JoonBeom Pae
On December 20, 2018, the US Department of Treasury and the IRS released proposed regulations under Section 864(c)(8) of the Code on the treatment of a foreign partner's transfer of an interest in a partnership...
By Martín Estrada
In December 2018, Bill 3718 (the "Bill") was introduced in the Senate and referred to Committee. The Bill, or the "Ban Conflicted Trading Act," ...
By Bradley Berman, Michael D. Russo
All communications by FINRA member firms are subject to the communications rule—Rule 2210—which has approval and review, recordkeeping, filing and content standards.
By Anna T. Pinedo
According to statistics from Dealogic and the Citi Capital Markets Review and 2019 Outlook, there was a modest decline in 2018 follow-on offering volume compared to 2017.
By Jeffrey Taft, Adam Kanter, Matthew Bisanz, Nicholas McCoy
On September 23, 2018, the North American Securities Administrators Association, Inc. ("NASAA") ...
By Laura Richman
With preparations shifting into high gear for calendar-year companies that file annual reports on Form 10-K and proxy statements with the US Securities and Exchange Commission ...
By Michael Richman, David Bakst, Paul de Bernier, Robert Gray, Jr., Lawrence Hamilton, Michael Hermsen, Anna T. Pinedo, David Schuette
With preparations shifting into high gear for calendar-year companies that file annual reports on Form 10-K and proxy statements with the US SEC, here are tips to consider when drafting these documents.
By Brian D. Hirshberg
With 2018 now in the rearview mirror, we summarize several of the encouraging regulatory developments for business development companies ("BDCs") that occurred during 2018.
By Nicolette Kost De Sevres
The French Accounting Standards Authority (Autorité des Normes Comptables - ANC) – relevant authority enacting French accounting rules – has amended the ANC regulation No. 2014-03
By Mayer Brown
Investment consultancy and fiduciary management new requirements for UK pension scheme trustees and service providers
By Brian D. Hirshberg
With 2018 now in the rearview mirror, we summarize below several of the encouraging regulatory developments for business development companies (BDCs) that occurred during 2018
Contributor's Topics
More...