Contributor Page
Cadwalader, Wickersham & Taft LLP
 
Email  |  Website  |  Articles
Contact Details
Tel: +1 212 5046000
Fax: +1 212 5046666
200 Liberty Street New York
New York
NY 10281
United States
Awards
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
By Cadwalader, Wickersham & Taft LLP
The CFTC requested comments on proposed changes to its uncleared swap margin requirements.
By Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") reminded supervised banks of the "core principles" for responsible short-term, small-dollar installment lending.
By Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") reminded members that failure to comply with anti-money laundering ("AML") obligations may lead to disciplinary action.
By Cadwalader, Wickersham & Taft LLP
The CFTC deferred to the authority of the NSE concerning transactions in Indian products.
By Cadwalader, Wickersham & Taft LLP
The CFTC has accepted FBOT registration applications since 2012, and to date has granted registration to 19 FBOTs.
By Cadwalader, Wickersham & Taft LLP
President Donald J. Trump signed into law the bill to repeal the Consumer Financial Protection Bureau regulatory guidance on auto-loan financing.
By Cadwalader, Wickersham & Taft LLP
To do so, he said, required consideration of how a best interest standard would interact with a wide range of products, services and types of advice.
By Cadwalader, Wickersham & Taft LLP
The CFTC expects exchanges to enter into information-sharing agreements with spot markets for virtual currency products in order to facilitate access to trade data.
By Mark Chorazak
The legislation, which awaits President Trump's signature, is the first major rollback of the Dodd-Frank Act.
By Cadwalader, Wickersham & Taft LLP
FINRA will amend its disclosure review procedure to more effectively assist member firms researching prospective hires as associated persons.
By Cadwalader, Wickersham & Taft LLP
The SEC published for comment a proposed FINRA rule change that would implement fees for the late cancellation of a prehearing conference.
By Cadwalader, Wickersham & Taft LLP
FINRA proposed a rule change with the SEC to modify the structure and governance of District Committees to reflect the regions in which FINRA's districts are administratively grouped and managed by FINRA.
By Steven Lofchie
CFTC Chair J. Christopher Giancarlo and North American Securities Administrators Association ("NASAA") President Joseph P. Borg signed an agreement to share ...
By Cadwalader, Wickersham & Taft LLP
President Donald J. Trump issued an Executive Order ("E.O") prohibiting certain financial transactions with the government of Venezuela.
By Cadwalader, Wickersham & Taft LLP
State and provincial securities regulators in the United States and Canada launched a large-scale, coordinated enforcement effort to crack down on fraudulent Initial Coin ...
Contributor's Topics
More...