Securities enforcement activities in Canada are overseen by
several agencies, including the Canadian Securities Administrators,
the Investment Industry Regulatory Organization of Canada, the
Ontario Securities Commission, the Autorité des
marchés financiers and the Alberta Securities
The infographics below are based on data published by these
respective organizations and cover the time period up to the end of
2015. They summarize recent securities enforcement activities and
highlight upcoming changes for 2016.
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This seminar will provide a broad cross-country update on major domestic and cross-border filings, topics of interest and judicial decisions in 2016, across a number of industries, including oil and gas, mining, real estate, retail, and others.
Join leading experts from Blakes to discuss the latest trends in class actions and jurisprudence in Canada. This interactive discussion will span a cross-section of recent developments and hot-button topics in areas such as:
Following the plenary discussion, we will host breakout group sessions focusing on specific considerations in the following industries:The seminar will focus on practical ways to develop appropriate strategies to efficiently manage your class action exposure and defence, while limiting your potential reputational risk.
The stakes have never been higher for defendants facing civil and enforcement proceedings relating to their capital market activities. New take-over bid rules, securities class action developments and an ever-changing regulatory landscape pose continuous challenges for public issuers and their directors and officers.
Please join our panel of securities and litigation practitioners to address recent trends and developments in securities litigation and hear from the Ontario Securities Commission’s new Director of Enforcement, Jeff Kehoe.
All corporations should be concerned with conduct risk in 2017. The threat of loss, both financial and reputational, due to the actions of one, or many, managers or employees is greater than it has ever been.
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