Stikeman Elliott is a global leader in Canadian business law and the first call for businesses working in and with Canada. We provide clients with the highest quality counsel, strategic advice, and creative solutions. Stikeman Elliott consistently ranks as a top law firm in our primary practice areas. www.stikeman.com
The Ontario Securities Commission today released the results of a report conducted by its Compliance and Registration Regulation Branch in respect of the annual capital markets participation fees paid by registrant firms and unregistered capital markets participants.
The Ontario Securities Commission
today released the results of a report conducted
by its Compliance and Registration Regulation Branch in respect of
the annual capital markets participation fees paid by
registrant firms and unregistered capital markets participants. The
report specifically sought to assess the accuracy and completeness
of participation fees submitted for 2012 and identify common
calculating errors. The report also provides firms with guidance on
addressing these common errors. For more information, see OSC Staff Notice
33-741.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
