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By Anna Pinedo
On January 17, Chair White delivered a speech at The Economic Club of New York, which was titled "The SEC after the Financial Crisis: Protecting Investors, Preserving Markets."
By Peter Green, Jeremy Jennings-Mares
Lloyd George and Epictetus may be long gone but their words have much resonance with the events of 2016.
By Ashley Nakamura
On January 3, 2017, the Ninth Circuit affirmed a district court's decision to grant class certification...
By Saori Nakamura, Adam Summerly, Jake Robson, Shirin Tang
This newsletter summarizes some of the key changes affecting foreign investment in South and Southeast Asia. We hope that you will find this information useful.
By Adam Fleisher
On December 28, 2016, the NYDFS released a significantly revised version of its controversial, proposed cybersecurity rules, initially proposed in September of last year.
By Carlos E. Juarez
SEC disclosure requirements have prompted debate among key stakeholders regarding how to strike the right balance, weighing investor protection concerns and regulatory burdens.
By Peter Green, Jeremy Jennings-Mares
On 23 June 2016, the UK voted in referendum to leave the EU. This outcome was generally a surprise to the financial markets and gave rise to immediate market volatility...
By Jay Baris
The SEC's NEA of the OCIE announced that its examination priorities in 2017 will focus on three general areas: retail investors, risks specific to elderly investors and retirement investing...
By Locke Bell
In addition to our regular recap of key protest decisions by the Government Accountability Office (GAO) and Court of Federal Claims this month, we have compiled a year-end recap of key bid protest...
By Anna Pinedo
It is difficult to predict whether this year will mark a turning point in which we see some unicorns undertake IPOs.
By John Delaney, Aaron Rubin
Last year we explained how companies could protect their social media currency and heed the FTC's warning on native advertising.
By Jay Baris, Lloyd Harmetz, Anna Pinedo
Consistent with prior practice, with the arrival of the new year, FINRA has published its key examination priorities.
By John Delaney, Aaron Rubin
Over 30 workers at a Japanese insurance company are losing their jobs following the company's adoption of IBM's Watson Explorer, an artificial intelligence system...
By Jay Baris, Matthew Kutner
The conflicts of interest rule, which the DOL finalized on April 8, 2016, generally subjects financial intermediaries...
By Kelsey Stricker
On December 6, 2016, United States District Judge John A. Kronstadt for the Central District of California denied a motion to stay a class action alleging violations of the UCL...
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