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By Lloyd Harmetz
In order to coincide with the effective date for the revisions to SEC Rule 15c6-1(a), these amendments will become effective on September 5, 2017, and relate to the following FINRA rules:...
By Peter Green, Jeremy Jennings-Mares
On 4th May 2017, the European Commission announced its proposals to amend the current European Market Infrastructure Regulation (Reg. No. 648/2012) ("EMIR").
By Tina Reynolds
The Office of Management and Budget ("OMB") announced earlier this week that it is giving universities, nonprofits, state and local governments, and other "non-Federal entities" an additional year
By Alistair Maughan, Mercedes Samavi
The implications of Britain's decision in June 2016 to leave the EU are gradually becoming clearer.
By Hillel Cohn
A retrospective review involves FINRA looking back at a significant rule after a period of time to determine whether it effectively serves its intended objective.
By J. Alex Ward, Cynthia Akatugba
We'll be watching with interest as Pond Constructors, Inc. v. Government Accountability Office, No. 1:17-cv-00881, makes its way through the U.S. District Court for the District of Columbia.
By Carlos E. Juarez
Since his inauguration on January 20, 2017, President Trump has issued a number of presidential orders and memoranda relating to the reduction of regulation.
By Yukihiro Terazawa, Shusaku Iwasaki
On April 7, 2017, the 193rd Diet of Japan passed a legislation regarding clinical researches – this "Law on Clinical Research (rinsho kenkyu hou)" will come into effect within one year.
By Kevin Roberts, James Lloyd
The English High Court (the "High Court") very recently handed down a highly controversial decision in a case between the Serious Fraud Office (SFO) and Eurasian Natural Resources Corporation Ltd (ENRC).
By David Lichtstein
In the May 10, 2017 dialogue held by the SEC's Division of Economic and Risk Analysis and New York University's Stern School of Business, academics and industry representatives provided...
By David Lichtstein
Former Acting Chair and current SEC Commissioner Michael Piwowar began the dialogue, reiterating the importance of making public capital markets available to businesses.
By John Delaney, Aaron Rubin
A nice overview of the rules on researching jurors' social media accounts in various jurisdictions from
By Shai Kalansky
On May 4, 2017, New York City Mayor Bill de Blasio signed into law a bill that will go into effect on October 31, 2017...
By Kathy Weinberg
The FAR cost principles and their DAR and ASPR predecessors have long provided that "materials...
By Carlos E. Juarez
On April 13, 2017, the NYSE issued a proposed rule change that would amend Sections 204.12, 204.21...
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