The Cabinet Regulatory Tracker is a list of comment deadlines and effective dates. Click on the links below to view deadlines from August 1, 2019 to August 15, 2019.
Comment Deadlines
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August 2: FTC Comment Deadline: Extended Deadline Regarding Standards for Safeguarding Customer Information
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August 5: CFTC Comment Deadline: Foreign Futures and Options Transactions
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August 12: SEC Comment Deadline: List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Effective Dates
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August 1: SEC Effective Date - Investment Company Reporting Modernization
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August 1: NYDFS Effective Date - Suitability and Best Interests in Life Insurance and Annuity Transactions
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August 13: SEC Effective Date: Amendment to Single Issuer Exemption for Broker-Dealers
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
