United States:
SEC OCIE Includes Cybersecurity In 2017 Examination Priorities
15 March 2017
by
Daniel J. McLoon
,
Mauricio Paez
,
Richard Johnson
,
Jonathon Little
,
Kevin Lyles
,
Todd McClelland
,
Jeff Rabkin
,
Adam Salter
,
Michiru Takahashi
,
Undine Von Diemar
,
Olivier Haas
,
Jörg Hladjk
and
Anand Varadarajan
Jones Day
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On January 12, 2017, the Security and Exchange Commission's
("SEC") Office of Compliance Inspections and Examinations
("OCIE") issued its 2017 examination priorities. These priorities
represent practices, products, and services that the OCIE perceives
to present potential heightened risks to investors or the markets.
As part of its 2017 priorities, the OCIE stated that it would
continue its initiative to "examine for cybersecurity
compliance procedures and controls."
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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