Background
The Risk and Regulation Monthly provides a summary of the key International, European and UK regulatory developments and pertinent regulatory activity affecting the Financial Services industry.
October was a particularly intensive month for regulatory news. Highlights included the Fundamental Review of the Trading Book, and plans to introduce a risk-based global insurance capital regime internationally, the agreement on the Single Supervisory Mechanism and the accompanying asset quality review methodology in the Eurozone, and details on the supervisory regime for asset managers in the UK.
As usual this note is produced for information only on a best efforts basis, and does not constitute advice of any kind.
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Risk and Regulation Monthly October 2013 (PDF)
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
