New Zealand: Financial markets licensing - much more than just box ticking

Brief Counsel
Last Updated: 20 November 2013
Article by Mike Woodbury
Most Read Contributor in New Zealand, April 2018

If you want a say on the new licensing requirements under the Financial Markets Conduct Act (FMCA) regime, the time to move is now.

The Financial Markets Authority has released consultation papers relating to the six licence categories with submissions due by 12 December 2013.

Licence categories

The licence categories, with links to the relevant consultation paper, are:

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