LATEST ARTICLES
UK
Herrington Carmichael
The FCA regards a client bank as "a name for a list of clients or accounts maintained by someone who provides financial services.
Herrington Carmichael
In the wake of the global pandemic, there has been a prolific increase in remote and hybrid working among employees...
Ankura Consulting Group LLC
Non-financial misconduct has become an urgent matter of discussion across the financial services sector. Workplace behaviours such as harassment and abuse are indicators...
Travers Smith LLP
Diversifying the investor base has been a priority for many private fund sponsors in recent years and, as we have written previously, European policymakers have been keen to help.
Cadwalader, Wickersham & Taft LLP
Since 3 January 2018, firms that provide portfolio management or investment advice on an independent basis must pay for the research they obtain...
Norton Rose Fulbright Hong Kong
In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA's consultation...
Herrington Carmichael
The Financial Services industry is no stranger to post termination restrictions or restrictive covenants. They are commonly used in order to protect business interests...
Norton Rose Fulbright Hong Kong
This year is one that continues to threaten multiple challenges for financial institutions. They arise from two main sources: the rapid pace of technological change and geopolitical upheaval affecting the financial markets.
Travers Smith LLP
The FCA has published a consultation paper (CP24/7) on Payment Optionality for Investment Research. This sets out the regulator's considered proposals in the light of one...
Proskauer Rose LLP
Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Akin Gump Strauss Hauer & Feld LLP
The Financial Conduct Authority (FCA) is seeking views on proposed rules that would allow asset managers to opt for bundled payments for third-party investment research, reversing a significant aspect of the UK's implementation of research rules under the Markets in Financial Instruments Directive (MiFID II).
Gowling WLG
Join us for the latest episode of The Space. This week, we're joined by Navin Prabhakar, partner in our Banking and Finance team to hear about his role.
Norton Rose Fulbright Hong Kong
In the fifth podcast in our DE&I series, Simon Lovegrove, Hannah Meakin and Hannah McAslan-Schaaf are joined by Alasdair Scott from GP Strategies to discuss inclusivity...
IR Global
High net worth individuals are prioritising wealth protection and strategic wealth management strategies to navigate uncertain economic landscapes and safeguard their financial assets.
Bird & Bird
Asset Recovery Comparative Guide for the jurisdiction of UK, check out our comparative guides section to compare across multiple countries
Proskauer Rose LLP
Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Herbert Smith Freehills
The FCA has published finalised guidance (FG24/1) to clarify its expectations of firms and others, such as influencers, communicating financial promotions on social media.
Travers Smith LLP
The Pensions Regulator's General Code of Practice (the Code) took effect on 28 March 2024 and sets out its expectations for good governance in occupational, personal and public service pension schemes.
European Union
Akin Gump Strauss Hauer & Feld LLP
The European Market Infrastructure Regulation (EMIR) data reporting requirements apply to European Union (EU) funds and EU fund managers.
Herbert Smith Freehills
In this regular post, we round-up FinTech-related financial services regulatory developments for the week ending 5 April 2024.
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