LATEST ARTICLES
United States
WilmerHale
With political campaign activity ramping up as the fall elections approach, the Securities and Exchange Commission (SEC) has indicated it will continue stringent enforcement of Investment Advisers Act...
K&L Gates
On 10 April 2024, the National Futures Association's (NFA) Business Conduct Committee (BCC) issued an order against 50.ai Investments LLC, a former NFA Member commodity pool operator and forex firm.
Mayer Brown
On August 24, 2023, the US Court of Appeals for the Second Circuit issued its decision in the Kirschner v. JPMorgan litigation saga, rejecting the plaintiff's...
Manatt, Phelps & Phillips LLP
In the context of a purchase or sale of a security, Rule 10b-5(b) (17 CFR § 240.10b-5(b)) makes it unlawful "[t]o make any untrue statement of a material fact or to omit to state...
Greenberg Traurig, LLP
The Consumer Financial Protection Bureau (CFPB) and a coalition of trade-group plaintiffs filed dueling briefs last week over recusal standards in the Fifth Circuit lawsuit challenging the CFPB's...
Seward & Kissel
An assignment of charter is a security agreement whereby a party (typically, a vessel owner) that has entered into a charter assigns its rights under such charter to a secured party...
Vorys Sater Seymour & Pease
One of the regular features of Development Incentives Quarterly is an interview with an industry leader. For this edition, we are keeping that close to home with an interview of Scott Ziance...
Mayer Brown
This Legal Update has been updated on changing requirements from the Federal Housing Administration ("FHA") regarding branch offices.
McGlinchey Stafford
On March 26, 2024, the National Association of Industrial Bankers (NAIB), American Financial Services Association (AFSA), and American Fintech Council (AFC) (collectively...
Godfrey & Kahn S.C.
The SEC announced on February 28, 2024 that William Birdthistle, the Director of the Division of Investment Management, would leave the SEC effective March 8, 2024...
Steptoe LLP
Election years are busy for political action committees as they raise money and contribute to numerous groups.
Proskauer Rose LLP
In its final Private Fund Adviser Rules adopted last year, the SEC dropped one of the more controversial proposed rules—the proposal to prohibit contractual exculpation or indemnification...
Alvarez & Marsal
Sovereign governments in Asia, Africa, the Middle East and elsewhere are increasingly turning to sukuk (Islamic or sharia-compliant bonds) to meet their financing needs.
Brown Rudnick LLP
Individuals and corporate entities that qualify as U.S. persons under U.S. law are required to file Reports of Foreign Bank and Financial Accounts (FBAR) electronically on Financial Crimes...
Akin Gump Strauss Hauer & Feld LLP
The final text of the amendments to the EU Alternative Investment Fund Managers Directive (AIFMD)—known as "AIFMD II"—was published in the Official Journal of the European Union on March 26, 2024...
Katten Muchin Rosenman LLP
On 10 April 2024, the Financial Conduct Authority (FCA) published a consultation paper proposing the introduction of a "new" option for investment research payments alongside the existing two options.
Bennett Thrasher
In financial management, efficient collection practices are essential for maintaining a healthy cash flow and sustaining business operations.
Worldwide
Katten Muchin Rosenman LLP
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.
K&L Gates
Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements. However, the challenges presented by the global regulation of environmental...
Ankura Consulting Group LLC
Each year, June 16 is globally recognized as International Day of Family Remittances (IDFR), as established by the United Nations (UN).
Mondaq Webinars
APR24
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Comparative Guides
Curated Content
Executive Order On Digital Assets A Welcome Start To Responsible Regulation
Braumiller Law Group, PLLC
Braumiller Law Group, PLLC
Popular Contributors
Cacheaux, Cavazos & Newton
United States
Lowenstein Sandler
United States
Crowell & Moring LLP
United States
Upcoming Events
APR24
APR25
Reception Washington, DC United States
Mondaq Advice Centres
