LATEST ARTICLES
UK
Herrington Carmichael
The FCA regards a client bank as "a name for a list of clients or accounts maintained by someone who provides financial services.
Osborne Clarke
The Financial Conduct Authority (FCA) has updated its rules for authorised UK collective investment schemes, providing additional options, as well as clarifications and corrections...
Norton Rose Fulbright Hong Kong
Now…you need to make what feels like the biggest and most important decision of your life…which department do you want to qualify into? And will they want you?
Herrington Carmichael
In the wake of the global pandemic, there has been a prolific increase in remote and hybrid working among employees...
Ankura Consulting Group LLC
Non-financial misconduct has become an urgent matter of discussion across the financial services sector. Workplace behaviours such as harassment and abuse are indicators...
Cadwalader, Wickersham & Taft LLP
Since 3 January 2018, firms that provide portfolio management or investment advice on an independent basis must pay for the research they obtain...
Herrington Carmichael
The Financial Services industry is no stranger to post termination restrictions or restrictive covenants. They are commonly used in order to protect business interests...
Norton Rose Fulbright Hong Kong
This year is one that continues to threaten multiple challenges for financial institutions. They arise from two main sources: the rapid pace of technological change and geopolitical upheaval affecting the financial markets.
Travers Smith LLP
The FCA has published a consultation paper (CP24/7) on Payment Optionality for Investment Research. This sets out the regulator's considered proposals in the light of one...
Proskauer Rose LLP
Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Akin Gump Strauss Hauer & Feld LLP
The Financial Conduct Authority (FCA) is seeking views on proposed rules that would allow asset managers to opt for bundled payments for third-party investment research, reversing a significant aspect of the UK's implementation of research rules under the Markets in Financial Instruments Directive (MiFID II).
Gowling WLG
Join us for the latest episode of The Space. This week, we're joined by Navin Prabhakar, partner in our Banking and Finance team to hear about his role.
Bird & Bird
Asset Recovery Comparative Guide for the jurisdiction of UK, check out our comparative guides section to compare across multiple countries
Akin Gump Strauss Hauer & Feld LLP
Last month, the United Kingdom Financial Conduct Authority announced that it is considering new procedures under which it would publicly identify firms that are under investigation as soon as the investigation has been opened.
Osborne Clarke
On 19 March 2024, the Financial Conduct Authority (FCA) published its 2024/2025 Business Plan placing the reduction and prevention of financial crime as its number one commitment.
Osborne Clarke
Directors of the special purpose vehicles created for PFI projects should be aware of the steps they need to take ahead of project expiry
Proskauer Rose LLP
On 26 March 2024, the legislative package amending the Alternative Investment Fund Managers Directive 2011/61/EU ("the "AIFMD") and (to a certain extent) the UCITS Directive was published...
European Union
Akin Gump Strauss Hauer & Feld LLP
The European Market Infrastructure Regulation (EMIR) data reporting requirements apply to European Union (EU) funds and EU fund managers.
Cadwalader, Wickersham & Taft LLP
December 2023 saw the publication by the EU of the near-final version of its ‘Banking Package' that makes significant changes to the Capital Requirements Directive known as ‘CRD VI'.
Mayer Brown
On 5 March 2024, the European Commission adopted a delegated regulation that will supplement the EU Securitisation Regulation with regulatory technical standards ("RTS") in relation to simple...
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